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Wall Street polices itself [electronic resource] : how securities firms manage the legal hazards of competitive pressures / by David P. McCaffrey, David W. Hart.

by McCaffrey, David P, 1930- | Hart, David W | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: New York : Oxford University Press, 1998Online access: Click to View Availability: No items available.

Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].

by Hung, Angela A | LRN-RAND Center for Corporate Ethics, Law, and Governance | ProQuest (Firm).

Series: Technical report (Rand Corporation) ; TR-556-SEC.Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Santa Monica, CA : Rand, c2008Online access: Click to View Availability: No items available.

The industrial organization and regulation of the securities industry [electronic resource] / edited by Andrew W. Lo.

by Lo, Andrew W. (Andrew Wen-Chuan) | ProQuest (Firm).

Series: National Bureau of Economic Research conference report | Conference report (National Bureau of Economic Research)Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Chicago : University of Chicago Press, 1996Online access: Click to View Availability: No items available.

Financial sector assessment [electronic resource] : an handbook / World Bank and International Monetary Fund.

by ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Washington, D.C. : World Bank and International Monetary Fund, 2005Online access: Click to View Availability: No items available.

The Wall Street primer [electronic resource] : the players, deals, and mechanics of the U.S. securities market / Jason A. Pedersen.

by Pedersen, Jason A | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Westport, Conn. : Praeger, 2009Online access: Click to View Availability: No items available.

Financial origami [electronic resource] : how the Wall Street model broke / Brendan Moynihan.

by Moynihan, Brendan | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Hoboken, NJ : Bloomberg Press, 2011Online access: Click to View Availability: No items available.

Islamic asset management [electronic resource] : an asset class on its own? / Natalie Schoon.

by Schoon, Natalie.

Series: Edinburgh guides to Islamic financeMaterial type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Edinburgh : Edinburgh University Press, c2011Online access: Click to View Availability: No items available.

Capital markets in India [electronic resource] / edited by Rajesh Chakrabarti and Sankar De.

by Chakrabarti, Rajesh | De, Sankar | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Thousand Oaks, Calif. : SAGE, 2010Online access: Click to View Availability: No items available.

Regulation of securities, markets, and transactions [electronic resource] : a guide to the new environment / Patrick S. Collins.

by Collins, Patrick S, 1940-.

Series: Wiley finance ; 585Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Hoboken, N.J. : Wiley, 2011Online access: Click to View Availability: No items available.

Wall Street research [electronic resource] : past, present, and future / Boris Groysberg and Paul M. Healy.

by Groysberg, Boris | Healy, Paul M | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Stanford, Calif. : Stanford Economics and Finance, 2013Online access: Click to View Availability: No items available.

France [electronic resource] : financial sector assessment program: detailed assessment of observance of IOSCO objectives and principles of securities regulation.

by International Monetary Fund | ProQuest (Firm).

Series: IMF country report ; no.13/182Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Washington, DC : International Monetary Fund, 2013Online access: Click to View Availability: No items available.

The challenge of enforcement in the securities markets [electronic resource] : mission impossible? / prepared by Ana Carvajal and Jennifer Elliott.

by Carvajal, Ana | Elliott, Jennifer A, 1962- | International Monetary Fund. Monetary and Capital Markets Dept | ProQuest (Firm).

Series: IMF working paper ; WP/09/168.Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: [Washington, DC] : International Monetary Fund, MCM, 2009Online access: Click to View Availability: No items available.

The unseen Wall Street of 1969-1975 [electronic resource] : and its significance for today / Alec Benn.

by Benn, Alec, 1918- | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Westport, Conn. : Quorum Books, 2000Online access: Click to View Availability: No items available.

The unseen Wall Street of 1969-1975 [electronic resource] : and its significance for today / Alec Benn.

by Benn, Alec, 1918- | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Westport, Conn. : Quorum Books, 2000Online access: Click to View Availability: No items available.

China and India [electronic resource] : learning from each other : reforms and policies for sustained growth / [editors: Jahangir Aziz, Steven Dunaway, and Eswar Prasad].

by Changing Economic Structures in China and India: Domestic and Regional Implications (2005 : Beijing, China) | Aziz, Jahangir | Dunaway, Steven Vincent | Prasad, Eswar | International Monetary Fund | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Washington, D.C. : International Monetary Fund, c2006Online access: Click to View Availability: No items available.

China and India [electronic resource] : learning from each other : reforms and policies for sustained growth / [editors: Jahangir Aziz, Steven Dunaway, and Eswar Prasad].

by Changing Economic Structures in China and India: Domestic and Regional Implications (2005 : Beijing, China) | Aziz, Jahangir | Dunaway, Steven Vincent | Prasad, Eswar | International Monetary Fund | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Washington, D.C. : International Monetary Fund, c2006Online access: Click to View Availability: No items available.

Integration of the securities market infrastructure in the European Union [electronic resource] : policy and regulatory issues / Elias Kazarian.

by Kazarian, Elias G, 1957- | International Monetary Fund. Monetary and Capital Markets Dept | ProQuest (Firm).

Series: IMF working paper ; WP/06/241.Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: [Washington, D.C.] : International Monetary Fund, Monetary and Capital Markets Dept., c2006Online access: Click to View Availability: No items available.

Integration of the securities market infrastructure in the European Union [electronic resource] : policy and regulatory issues / Elias Kazarian.

by Kazarian, Elias G, 1957- | International Monetary Fund. Monetary and Capital Markets Dept | ProQuest (Firm).

Series: IMF working paper ; WP/06/241.Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: [Washington, D.C.] : International Monetary Fund, Monetary and Capital Markets Dept., c2006Online access: Click to View Availability: No items available.

When Wall Street met Main Street [electronic resource] : the quest for an investors' democracy / Julia C. Ott.

by Ott, Julia C, 1974- | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Cambridge, Mass. : Harvard University Press, 2011Online access: Click to View Availability: No items available.

When Wall Street met Main Street [electronic resource] : the quest for an investors' democracy / Julia C. Ott.

by Ott, Julia C, 1974- | ProQuest (Firm).

Material type: Text Text; Format: electronic available online remote; Literary form: Not fiction Publication details: Cambridge, Mass. : Harvard University Press, 2011Online access: Click to View Availability: No items available.

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