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Financial regulation and compliance : how to manage competing and overlapping regulatory oversight /

Kotz, H. David,

Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / H. David Kotz. - 1 online resource (190 pages). - Wiley Finance Series . - Wiley finance series. .

Includes index.

ISBN: 9781118972229 9781118972236 9781118972243

Subjects--Topical Terms:
Financial institutions--Law and legislation--United States.

Index Terms--Genre/Form:
Electronic books.

LC Class. No.: KF974 / .K689 2015

Dewey Class. No.: 346.73/08

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